Empleos actuales relacionados con Compliance Analyst - Argentina - Schroders

  • Compliance Analyst | Argentina

    hace 2 días

    Argentina bostonscientific A tiempo completo

    Additional Locations:  N/ADiversity - Innovation - Caring - Global Collaboration - Winning Spirit - High PerformanceAt Boston Scientific, we'll give you the opportunity to harness all that's within you by working in teams of diverse and high-performing employees, tackling some of the most important health industry challenges. With access to the latest...

  • Compliance Analyst

    hace 2 semanas

    , , Argentina Schroders A tiempo completo

    About Schroders Schroders is a leading provider of active asset management, advisory and wealth management services and is widely recognized as a leader in sustainability. Few investment managers can match the combination of capabilities and global reach that Schroders offers. This breadth of services across public and private markets allows for distinctive...

  • Remote AML Compliance Analyst – Crypto Fintech

    hace 2 semanas

    , , Argentina Ripio A tiempo completo

    Una compañía blockchain relevante en América Latina está buscando un Compliance Analyst Semi Senior para unirse a su equipo de Compliance. El candidato ideal debe tener entre 2 y 4 años de experiencia en compliance, así como conocimientos en marcos regulatorios y monitoreo transaccional. Se ofrecen beneficios atractivos como trabajo 100% remoto,...

  • Remote AML/KYC Compliance Analyst

    hace 2 días

    , , Argentina Tether.io A tiempo completo

    A leading financial technology firm is seeking a Compliance Support Analyst to provide analytical support for KYC reviews, assess risk profiles, and ensure timely submission of documentation. This role requires strong analytical skills, experience in investigative functions, and knowledge of blockchain technology. The ideal candidate will work remotely and...

  • Security Compliance Analyst

    hace 3 semanas

    , , Argentina InvGate A tiempo completo

    InvGate is a fast growing SaaS company that develops products for IT management and service automation, used by clients in over 60 countries in industries such as banking, e-commerce, education and technology. We’re looking for an Information Security Compliance Analyst to join our team. Whoever occupies the position will have as a priority to advance the...

  • Security Compliance Analyst

    hace 3 días

    Argentina InvGate A tiempo completo

    InvGate is a fast growing SaaS company that develops products for IT management and service automation, used by clients in over 60 countries in industries such as banking, e-commerce, education and technology.We're looking for a Information Security Compliance Analyst to join our team. Whoever occupies the position will have as a priority to advance the...

  • Public Markets Compliance Analyst — Risk

    hace 2 semanas

    , , Argentina Schroders A tiempo completo

    A leading global investment manager in Argentina is seeking a Compliance Analyst to join their team in Public Markets. The successful candidate will align compliance frameworks with business needs, support the Compliance Manager in daily duties, and ensure regulatory adherence. Ideal candidates will have a Bachelor's degree or be in their final year of...

  • Security Compliance Analyst Argentina

    hace 3 semanas

    , , Argentina InvGate co A tiempo completo

    InvGate is a fast growing SaaS company that develops products for IT management and service automation, used by clients in over 60 countries in industries such as banking, e-commerce, education and technology. We’re looking for a Information Security Compliance Analyst to join our team. Whoever occupies the position will have as a priority to advance the...

  • KYC Data Analyst

    hace 6 días

    , , Argentina JPMorgan Chase A tiempo completo

    A global financial services company is seeking a Client Data Analyst in Argentina to join their Client Onboarding and KYC team. The role requires performing KYC tasks and analyzing client documentation to ensure compliance with regulatory standards. Ideal candidates should have a university degree, at least one year of relevant experience, and proficiency in...

  • KYC & Onboarding Analyst | AML Compliance Focus

    hace 7 días

    , , Argentina JPMorgan Chase & Co. A tiempo completo

    A leading financial services firm in Argentina is seeking a Client Data Analyst to support KYC and documentation analysis. The role involves collaborating with various teams, executing AML policies, and ensuring regulatory compliance. Candidates should possess a university degree, at least one year of experience, and be fluent in English. This is an...

Compliance Analyst

hace 3 semanas

Argentina Schroders A tiempo completo
Description

About Schroders 

Schroders is a leading provider of active asset management, advisory and wealth management services and is widely recognized as a leader in sustainability. Few investment managers can match the combination of capabilities and global reach that Schroders offers. This breadth of services across public and private markets allows for distinctive solutions for the diverse needs of clients, who look to Schroders to provide superior long-term investment outcomes.

What you'll do

Provision of disclosure and reporting / monitoring / operational risk support including but not limited to:

  • Review marketing materials (factsheets, presentations) from a compliance perspective
  • Undertake risk-based compliance monitoring or perform special monitoring reviews as agreed within the company's Compliance Monitoring Programme
  • Oversee investment breaches, shareholder disclosures, client transactions
  • Assist in the preparation of regulatory reporting to the local regulator, Group Compliance and Group Risk
  • Observe CNBV and other control bodies' regulations (Argentine Central Bank, Superintendence of Corporations, etc.)
  • Oversee the correct input data of new clients / brokers / stocks / fees / etc. into the fund system.
  • Perform anti money laundering tasks, including review of clients files and the monitoring of Clients and their transactions.
  • Ensure customer information is kept up to date and that missing or un-updated documentation is requested to clients
  • Assist the Compliance Manager in her daily duties.

The knowledge, experience, and qualifications you need

  • Bachelor's degree in business administration, finance, law, or a related field, or currently in the final years of study towards such a degree
  • Familiarity with relevant regulations and laws in the fund industry
  • Interest in analysing and interpreting complex information
  • Ability to work independently as well as in teams and make decisions
  • Proficient in MS Excel
  • Strong oral and written communication skills
  • Fluency in English 

We Recognize Potential, Whoever You Are

Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics.