Compliance Analyst

About Schroders Schroders is a leading provider of active asset management, advisory and wealth management services and is widely recognized as a leader in sustainability. Few investment managers can match the combination of capabilities and global reach that Schroders offers. This breadth of services across public and private markets allows for distinctive solutions for the diverse needs of clients, who look to Schroders to provide superior long‑term investment outcomes. Job Description We are looking for a Compliance Analyst in the Public Markets area who will be reporting managers within the Compliance team. Play a key role in aligning the compliance framework to supporting the teams across Schroder’s asset management. The role will require the individual to interact with compliance and business teams. The individual may be involved as required across a range of activities like surveillance and monitoring, training, and assisting in strategic firm projects and implementation of new regulations. What You’ll Do – Job/person Specification Provision of disclosure and reporting \/ monitoring \/ operational risk support including but not limited to: Review marketing materials (factsheets, presentations) from a compliance perspective Undertake risk‑based compliance monitoring or perform special monitoring reviews as agreed within the company’s Compliance Monitoring Program Oversee investment breaches, shareholder disclosures, client transactions Assist in the preparation of regulatory reporting to the local regulator, Group Compliance and Group Risk Observe CNV and other control bodies’ regulations (UIF, BCRA, SSN, etc.) Oversee the correct input data of new clients / brokers / stocks / fees / etc. into the fund system. Perform anti money laundering tasks, including review of client files and the monitoring of Clients and their transactions. Ensure customer information is kept up to date and that missing or un‑updated documentation is requested to clients Assist the Compliance Manager in her daily duties. The Knowledge, Experience, And Qualifications You Need Bachelor's degree in business administration, finance, law, or a related field, or currently in the final years of study towards such a degree Familiarity with relevant regulations and laws in the fund industry (Broad technical knowledge.) Interest in analyzing and interpreting complex information Monitoring and surveillance experience/interest. Ability to work independently as well as in teams and make decisions Well‑organized, self‑motivated and thorough. Proficient in MS Office Strong oral and written communication skills Fluency in English Knowledge or skills in data science will be valued We Recognize Potential, Whoever You Are Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio‑economic background or any other protected characteristics. About Us We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 6,000 people on six continents. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper. #J-18808-Ljbffr