Enterprise Risk Consultant
hace 4 días
We're seeking a highly skilled Enterprise Risk Consultant - SOX to join our team at Galileo. As a leading financial technology company, we provide innovative software products and services that empower Fintechs and financial institutions to achieve their goals. This is a unique opportunity to apply your expertise in risk management and internal controls to drive business success.
The role:
You will be responsible for executing IT/EPD related testing components of SoFi's Corporate SOX Program, acting as a testing advisor to the lines of business across SoFi Technologies and its subsidiaries. You will work closely with a mix of direct, indirect, and external team members to execute the program, employing strategic and critical thinking skills to develop testing approaches and methodologies.
This is a challenging opportunity to work in a fast-paced environment with career development and learning opportunities. You'll have the chance to work directly with senior and executive management, participate in new system implementations, and take on enterprise-wide exposure.
In this role, you will ensure that Internal Controls Over Financial Reporting (ICFR) are appropriately designed and operating effectively, SOX-compliant control documentation is maintained, and any deficiencies identified are assessed for severity, remediated, and reported to the SOX Steering Committee.
Your responsibilities will include:
- Executing BP control testing and assessments of control design and operating effectiveness, as well as remediation testing where applicable.
- Ensuring that any identified deficiencies, as well as other key observations/recommendations, are documented and raised with the SOX PMO and Management as appropriate.
- Acting as a subject matter expert in the SOX testing area.
- Building and maintaining ongoing relationships with various lines of business included in the company's SOX process.
- Adhering to and complying with all applicable federal and state laws, regulations, and guidance.
- Completing required training.
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